U.S.-Swiss Safe Harbor Privacy Principles

Enforcement

Effective privacy protection must include mechanisms for assuring compliance with the Principles, recourse for individuals to whom the data relate affected by non-compliance with the Principles, and consequences for the organization when the Principles are not followed. At a minimum, such mechanisms must include:

1. readily available and affordable independent recourse mechanisms by which each individual’s complaints and disputes are investigated and resolved by reference to the Principles and damages awarded where the applicable law or private sector initiatives so provide;

2. follow up procedures for verifying that the attestations and assertions businesses make about their privacy practices are true and that privacy practices have been implemented as presented; and

3. obligations to remedy problems arising out of failure to comply with the Principles by organizations announcing their adherence to them and consequences for such organizations.

Sanctions must be sufficiently rigorous to ensure compliance by organizations.

Other Privacy Principles

Notice

Choice

Onward Transfer

Security

Data Integrity

Access

Annex